Core Recording: Vendors and Your Compliance Management System

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Selecting, managing, and doing business with vendors and other service providers who are compliant with applicable state and federal consumer financial protection laws is an essential part of any responsible compliance management system.  This course lays the groundwork for reviewing your vendor management program and updating it to meet these important compliance objectives. This course will prepare participants to:

  • Identify state and federal regulatory expectations for managing compliance risks—including Unfair, Deceptive, or Abusive Acts or Practices (UDAAP)— associated with third-party service provider relationships.
  • Conduct due diligence to assess whether or not outside vendors are capable of complying with applicable federal and state consumer financial protection and other key laws before entering into a business arrangement.
  • Establish internal controls and on-going monitoring activities to assess third-party vendor compliance with consumer financial protection and other key laws.
  • Incorporate risk management, controls, and monitoring/audit activities for third-party vendors into your overall Compliance Management System (CMS).
Professional Development Units

You will earn 0.75 PDUs for this online seminar, which can be applied toward ACA’s Scholar and Fellow designations. 

ACA Certified Instructors 

You can expect top-notch presentations are created by and presented for members. Seminar instructors go through vigorous training to become ACA Certified Instructors and can speak directly to your experiences because they work in our industry.

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