CORE: Vendors and Your Compliance Management System

(11:00 AM - 12:30 PM Central)

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(Registration will close one hour before the event's start time)


Joseph Adams

Executive Vice President
Hampton Pryor Group, Inc
Flower Mound, TX

Presenter Details

Leslie Bender Esq.

Chief Strategy Officer & General Counsel
BCA Financial Services, Inc.
Miami, FL

Presenter Details

Why Should I Attend?

Selecting, managing, and doing business with vendors and other service providers who are compliant with applicable state and federal consumer financial protection laws is an essential part of any responsible compliance management system.  This course lays the groundwork for reviewing your vendor management program and updating it to meet these important compliance objectives. This course will prepare participants to:

  • Identify state and federal regulatory expectations for managing compliance risks—including Unfair, Deceptive, or Abusive Acts or Practices (UDAAP)— associated with third-party service provider relationships.
  • Conduct due diligence to assess whether or not outside vendors are capable of complying with applicable federal and state consumer financial protection and other key laws before entering into a business arrangement.
  • Establish internal controls and on-going monitoring activities to assess third-party vendor compliance with consumer financial protection and other key laws.
  • Incorporate risk management, controls, and monitoring/audit activities for third-party vendors into your overall Compliance Management System (CMS).
Professional Development Units

You will earn 0.75 PDUs for this online seminar, which can be applied toward ACA’s Scholar and Fellow designations. 

ACA Certified Instructors 

You can expect top-notch presentations are created by and presented for members. Seminar instructors go through vigorous training to become ACA Certified Instructors and can speak directly to your experiences because they work in our industry.

Handouts and Login Information

If there are materials for this seminar, they will be available to download the day before the event. If there are no handouts listed, there are none for this event. 

One day prior to the event, login Information for the event can be found by logging in to the ACA Website and clicking on the notification bell next to your name at the top of the page.


Handout Vendors and Your Compliance Management System

Participant Workbook Vendors and Your Compliance Management System
Attend via Your Mobile Device

Attend this seminar with the WebEx Mobile App. You will still be required to enter the WebEx login information provided.

Cancellation Policy

ACA reserves the right to cancel or modify the program or substitute speakers. If ACA should cancel the program, registrants will receive a full refund.

Cancellations received less than 3 business days prior to the seminar will be charged $35 cancellation fee. E-mail your cancellations to If you do not cancel prior to the session and do not attend, you are still responsible for full payment.